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Wolfsberg Questionnaire

The Wolfsberg Group has established a template Anti-Money Laundering (AML) Questionnaire that aims to provide a standardized overview of a financial institution's AML policies and practices.

This questionnaire acts as an aid to firms conducting due diligence and should not be relied on exclusively or excessively. Firms may use this questionnaire alongside their own policies and procedures in order to provide a basis for conducting client due diligence in a manner consistent with the risk profile presented by the client. The responsibility for ensuring adequate due diligence, which may include independent verification or follow up of the answers and documents provided, remains the responsibility of the firm using this questionnaire.

Please click here to view State Street's Wolfsberg Questionnaire.